Search Filings - SEC.gov
Jul 2, 2024 · View a listing of real-time filings as they are submitted into the EDGAR system. Also view daily filings by form type within the past week. Tutorials and resources to help users locate filings, conduct research, and retrieve specific information in EDGAR.
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Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow.
Securities and Exchange Commission (SEC) - USAGov
The Securities and Exchange Commission (SEC) oversees securities exchanges, securities brokers and dealers, investment advisors, and mutual funds in an effort to promote fair dealing, the disclosure of important market information, and to prevent fraud.
Self-Regulatory Organizations; New York Stock Exchange LLC; …
2 days ago · January 14, 2025. On April 29, 2024, the New York Stock Exchange LLC (“NYSE” or “Exchange”) filed with the Securities and Exchange Commission (“Commission”), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) [] and Rule 19b-4 thereunder, [] a proposed rule change to amend Section 703.12(II) of the NYSE Listed Company Manual to expand the circumstances ...
the Office of the Investor Advocate at the U.S. Securities and Exchange Commission (“Commission” or “SEC”) is responsible for, among other things, identifying areas in which investors would benefit from changes in the regulations of the Commission or the rules of self-
Securities and Exchange Commission (SEC) Defined, How It Works
Jul 12, 2024 · The U.S. Securities and Exchange Commission (SEC) is an independent federal government regulatory agency responsible for protecting investors and maintaining fair and orderly securities...
US SEC approves exchange applications to list spot ether ETFs
May 23 (Reuters) - The U.S. Securities and Exchange Commission (SEC) on Thursday approved applications from Nasdaq, CBOE and NYSE to list exchange-traded funds (ETFs) tied to the price...
The New York Stock Exchange | NYSE
3 days ago · The U.S. Dollar index is lower by 1.2% after coming off its high for the day from the early morning. Bitcoin jumped to $109K but has since pulled back to around $105K this morning. ... The NYSE looks forward to welcoming more leading companies from around the world in 2024, growing our one-of-a-kind community and setting the pace for innovation ...
U.S. Securities and Exchange Commission - Wikipedia
The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street crash of 1929. [2] [3] [4] Its primary purpose is to enforce laws against market manipulation. [5] [6]: 2
Investor Bulletin: An Introduction to the U.S. Securities and Exchange ...
Aug 20, 2015 · The SEC is a U.S. federal government agency that has a three-part mission: protect investors; maintain fair, orderly, and efficient markets; and; facilitate capital formation. In keeping with its mission, the SEC has the responsibility to: interpret and enforce federal securities laws; issue new rules and amend existing rules;